Regulatory & Professional Discipline Barristers

Regulatory & Professional Discipline

Chambers undertakes a wide range of regulatory and professional disciplinary work at the highest level.

Within financial services members are instructed by both regulators and also by leading solicitors on behalf of firms and individuals in connection with FCA enforcement investigations and enquiries. Members are currently instructed in many of the high profile regulatory issues relating to LIBOR manipulation, interest rates swaps misselling, breaches of the Listing Rules, breaches of the regulatory perimeter and market abuse. Members also advise on applications for FCA approval, regulatory gateway issues, skilled person reviews and supervisory interventions through the OIVOP procedure.

Members act in proceedings before the FRC, and the disciplinary committees of the ICAEW, ACCA, and CIPFA (for whom a member prosecuted a number of cases arising out of the collapse of the Icelandic banks).

In the healthcare arena members appear before all the major tribunals including the GMC, GDC, NMC, HPC and the First Tier (Care Standards) Tribunal.

Members also have significant experience of police disciplinary tribunals, particularly in cases where equality and/or disability issues arise.

Many instructions in this practice group are highly confidential and are never reported.

Cases


  • FCA v Verrier: Prohibition proceedings.
  • FCA v Capital Alternatives Ltd [2014] EWHC 144 (Ch): Whether the defendants were operating a collective investment scheme.
  • RCVS v Samuel [2014] UKPC 13: Successful appeal to the Privy Council by veterinary surgeon struck off because of his criminal convictions.

Specialisms


  • Financial Services Regulation & Enforcement
  • Healthcare
  • Police Disciplinary

For more details contact


Call +44 (0) 20 7242 3555 or email:

Paul Eeles, Senior Clerk

or,

mailto:civilclerks@7br.co.uk

Regulatory & Professional Discipline Barristers


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Barrister Collingwood Thompson

Collingwood Thompson QC

Call: 1975 | QC: 1998

Barrister Richard  Clayton

Richard Clayton QC

Call: 1977 | QC: 2002

Barrister Vincent Coughlin

Vincent Coughlin QC

Call: 1980 | QC: 2003

Barrister Derek Sweeting

Derek Sweeting QC

Call: 1983 | QC: 2001

Barrister Barbara Connolly

Barbara Connolly QC

Call: 1986 | QC: 2011

Barrister Julian Matthews

Julian Matthews

Call: 1979

Barrister Catherine Rayner

Catherine Rayner

Call: 1989

Barrister Luke Blackburn

Luke Blackburn

Call: 1993

Barrister Andrea Chute

Andrea Chute

Call: 1995

Barrister Elaine Banton

Elaine Banton

Call: 1996

Barrister Hugo Daniel Lodge

Hugo Daniel Lodge

Call: 1998

Barrister Nicholas Cropp

Nicholas Cropp

Call: 1999

Barrister Steven Gray

Steven Gray

Call: 2000

Barrister Lee Parkhill

Lee Parkhill

Call: 2005

Barrister Robert Harland

Robert Harland

Call: 2006

Barrister Saara Idelbi

Saara Idelbi

Call: 2008

Barrister Kathryn Duff

Kathryn Duff

Call: 2009

Barrister Samantha Jones

Samantha Jones

Call: 2012

Barrister Rose Harvey

Rose Harvey

Call: 2015

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